Search results “Capital regulation requirement”
Bank capital requirements, explained
Banks reforms focus on a number of areas, including so-called capital adequacy, or capital requirements. This means the amount of money that a bank is required to hold on its books. Here's why those reserves are called a cushion, and how that cushion works.
Views: 43959 paddy hirsch
Basel III in 10 minutes
This video explains Basel III capital requirement Vs Basel II For more information about Basel III please visit our full course https://www.udemy.com/credit-risk-management/#/
Views: 188017 Finance Club
Financial Regulation - Capital Ratios for Banks
​This revision video looks at the importance of capital ratios for commercial banks as part of the regulatory system designed to maintain financial stability.
Views: 8029 tutor2u
Basel III: New Regulatory Requirements
Basel III: New Regulatory Requirements: http://www.londonfs.com/programmes/Basel-III-new-regulatory-requirements/Overview/ Dr William Allen talks about the evolution of banking regulation from the early days of derregulation in the mid-1970s until the recent Basel III rules and its impact in current financial markets. Allen explains some of the key areas of focus of recent regulations, identify critical aspects of its implementation and provides some insights into how financial institutions can adapt to a new environment characterized by increased capital constrains.
Basel Accord|Financial & Banking Regulation
In this video you will learn about the basics of Basel accord, which introduces Basel I , Basel II & Basel III. Basel committee is a financial regulatory body that formulates norms for the banks. These norms or guidelines are mandatory for the banks to follow so that banks can solvent Learn Credit Risk Modelling(PD, LGD, EAD Modelling) : http://analyticuniversity.com/credit-risk-analytics-study-pack/ http://analyticuniversity.com/ For training, consulting or help Contact : [email protected] For Study Packs : http://analyticuniversity.com/
Views: 44788 Analytics University
CARA - The Research Platform for EU Capital Requirements Regulation
www.lexemo.com Lexemo launched CARA - The Research Platform for EU Capital Requirements Regulation. CARA offers bankers, lawyers, accountants, advisors, paralegals and other professionals of the financial service industry an efficient and transparent EU Capital Requirements Regulation research workflow. Visit www.lexemo.com to become part of the beta testing phase.
Views: 183 Marco Di Prima
Anat Admati on Capital Adequacy
Filmed at NIESR’s Annual Finance conference "Financial regulation - are we reaching an efficient outcome?” Produced by Econ Films
How do Europe’s New Banking Regulation Proposals Change International Agreements? - real economy
_Euronews’ Maithreyi Seetharaman asked Valdis Dombrovskis, the European Commission Vice President for the Euro & Social Dialogue, Financial Stability, Financial Services & Capital Markets Union, if the new banking proposals put forward impacts the impending Basel III negotiations in January 2017. He responded by saying Europe’s position was that any international regulation should not lead to overall substantial increases in capital requirements for European Banks._ *Maithreyi Seetharam… READ MORE : http://www.euronews.com/2016/12/13/how-do-europes-new-banking-regulation-proposals-change-international-agreements What are the top stories today? Click to watch: https://www.youtube.com/playlist?list=PLSyY1udCyYqBeDOz400FlseNGNqReKkFd euronews: the most watched news channel in Europe Subscribe! http://www.youtube.com/subscription_center?add_user=euronews euronews is available in 13 languages: https://www.youtube.com/user/euronewsnetwork/channels In English: Website: http://www.euronews.com/news Facebook: https://www.facebook.com/euronews Twitter: http://twitter.com/euronews Google+: http://google.com/+euronews VKontakte: http://vk.com/en.euronews
Episode 1: Banks on Fire (on capital requirements)
A lack of Bank Capital was a major cause of the financial crisis. #10yearsAfter the crisis, this lesson is not learnt... https://www.finance-watch.org/campaign/10yearsafter-support-a-more-ambitious-regulation-of-finance/ The Crisis Anniversary Party: A light-hearted series to debunk financial lobby's arguments, #10yearsAfter the crisis. About Finance Watch: https://www.youtube.com/watch?v=vwjwvSl7gfo Music : - bensound-ukulele - Kai Engel - Run
Views: 229 Finance Watch
The Fed Explains Bank Supervision and Regulation
Healthy banks and healthy economies go hand in hand. The latest in the Atlanta Fed’s animated video series explains how the Federal Reserve ensures banks are doing business safely and providing fair and equitable services to their communities.
Views: 29072 AtlantaFed
Optimal Bank Capital
The Stanford Finance Forum was a one-day conference devoted to the issue of bank capital and liquidity. In this segment, David Miles discusses Optimal Bank Capital. Related Links: http://www.gsb.stanford.edu/sff/agenda.html
Capital Raising, Asset Management and Broker-Dealer Regulation
Accessing U.S. capital markets and U.S. investment opportunities is critical for many asset managers, both domestic and foreign, but it can also be fraught with existential risks. Private funds across every strategy and asset class need to be aware of U.S. legal and regulatory requirements associated with raising capital and managing assets. In this webinar, we discuss the broker-dealer registration requirements of the Exchange Act and how they apply to capital raising and asset managers. We also discuss the SEC exemptions from those requirements, and strategies for compliance with the requirements or reliance on the exemptions.
Views: 94 Dechert LLP
Capital Fund Regulation Training
The Public Housing Capital Fund Program Final Rule was published in the Federal Register October 24, 2013 (Docket No. 5236-F-02), and will be effective on November 25, 2013. This new regulation combines the Capital Fund requirements for modernization and development into a single regulation. It also updates and streamlines many of the Capital Fund and development requirements, incorporates recent energy requirements, and directs more funding towards modernization. This rule along with a new Capital Fund guidebook which is under development and expected to be available in the Spring, will ensure that the Capital Fund Program is more efficiently and uniformly implemented by PHAs and managed more effectively by the HUD Field Offices.
Views: 4167 HUDchannel
Stress Test: What Is Bank Capital?
Banks are required to meet capital requirements in order to pass government stress tests. So what is capital, and how much is needed? WSJ's Liz Hoffman reports. Illustration: Heather Seidel/The Wall Street Journal Don’t miss a WSJ video, subscribe here: http://bit.ly/14Q81Xy More from the Wall Street Journal: Visit WSJ.com: http://www.wsj.com Visit the WSJ Video Center: https://wsj.com/video On Facebook: https://www.facebook.com/pg/wsj/videos/ On Twitter: https://twitter.com/WSJ On Snapchat: https://on.wsj.com/2ratjSM
Views: 12673 Wall Street Journal
Can I Use Regulation S To Raise Capital Outside The US?
In this video, I discuss the application of Regulation S when raising capital with a private placement memorandum from non-US investors or investors residing outside the United States. Regulation S can be used in conjunction with Regulation D to obtain the objective of raising capital inside and outside the United States. There are some very important guidelines you must adhere to in order to stay compliant and I go over those in this video. If you are looking to raise money from outside the US, I can help you meet all the necessary requirements imposed by the Securities Exchange Commission. As the PPM Attorney, I specialize in custom Private Placement Memorandums that fit your specific needs. I offer a free 30 minute consultation to discuss your venture and answer any questions you might have in order to move forward with raising capital. Feel free to reach out to me as listed below. Related Resources: EB5 Investment Offerings - What You Should Know https://youtu.be/fSPZ3jN1Qz4 What Is Considered General Solicitation - Is It Allowed? https://youtu.be/k_n2GoPGAUk Why You Should Consider The PPM Attorney https://youtu.be/NcNF-8osLGc If you find my content valuable, please help me out by giving me a "Thumbs Up" and "Subscribing". Thanks for watching! :-) Darin Mangum Phone: (281) 203-0194 E-mail: [email protected] Website: ThePPMAttorney.com FOR GENERAL INFORMATION ONLY. NOT TO BE CONSTRUED AS LEGAL ADVICE. I'M NOT YOUR ATTORNEY UNLESS A DULY EXECUTED ENGAGEMENT LETTER EXISTS BETWEEN US. (c) 2019 DARIN H. MANGUM PLLC.
Views: 76 Darin Mangum
SEBI Regulations - Fundamentals
This is the most fundamental discussion on Capital Market that helps students to smoothly study SEBI Regulations without any doubts.
Lecture 15 -  ICDR Regulations (Part-1): Promoter's Contribution for SEBI Grade A
Lecture 15 - ICDR Regulations (Part-1): Promoter's Contribution for SEBI Grade A Link for PPT: https://drive.google.com/open?id=1-VCHjGuVTMob9y0TGGIbr8EcsT24ZFqu Latest ICDR: https://www.sebi.gov.in/legal/regulations/sep-2018/securities-and-exchange-board-of-india-issue-of-capital-and-disclosure-requirements-regulations-2018-_40328.html
Views: 4842 Sunny Gulve
Issue of Capital and Disclosure Requirements Regulations, 2018
Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2018 For notes please comment your email ID. There are few charges for the notes which we can discuss on email. I have tried my best to avail you every important information regarding this act in very short time, by follow many books. Add Yourself as S.A. Class member, by joining Facebook page https://www.facebook.com/S-A-Classes-... I try to explain Regulations related ICDR 2018 Please like, comment, share and subscribe for more new updates. Thank you.
Views: 187 S.A. Classes
How to calculate Basel-3 Capital for Risk Weighted Assets - CAIIB-BFM-Case Study
Through a case study, this video explains the method, as to how to calculate capital requirement for a asset portfolio of a bank. Very useful for CAIIB exam and JAIIB exam
Views: 97559 Ns Toor
Quick revision- CA Final Corporate & Allied Law- SEBI (ICDR) Regulations, 2009
This Video is on SEBI (ISSUE OF CAPITAL & DISCLOSURE REQUIREMENTS) REGULATIONS, 2009 applicable for CA Final November 2016 onward..
Views: 16790 Rupesh Pandey
Prof. Tobias Berg on Bank Leverage and Capital Regulation
1. How do banks and non-banks compare? 1:26 2. Why is asset risk so important? 3:29 3. What are some implications of your research? 7:33 4. How could this research be taken further? 9:28
Caroline Nagtegaal 15 Apr 2019 plenary speech on Capital Requirements Regulation
Caroline Nagtegaal 15 Apr 2019 plenary speech on Capital Requirements Regulation - Capital Requirements Directive - Loss-absorbing and recapitalisation capacity for credit institutions and investment firms - Loss-absorbing and recapitalisation capacity of credit institutions and investment firms and amending Directive 98/26/EC
Views: 103 RenewEurope
What is Basel?
Welcome to the Investors Trading Academy talking glossary of financial terms and events. Our word of the day is “Basel” An attempt to reduce the number of bank failures by tying a bank's capital adequacy ratio to the riskiness of the loans it makes. For instance, there is less chance of a loan to a government going bad than a loan to, say, an internet business, so the bank should not have to hold as much capital in reserve against the first loan as against the second. The first attempt to do this worldwide was by the Basel committee for international banking supervision in 1988. However, its system of judging the relative riskiness of different loans was crude. For instance, it penalized banks no more for making loans to a fly-by-night software company in Thailand than to Microsoft; no more for loans to South Korea, bailed out by the IMF in 1998, than to Switzerland. In 1998, "Basel 2" was proposed, using much more sophisticated risk classifications. However, controversy over these new classifications, and the cost to banks of administering the new approach, led to the introduction of Basel 2 being delayed until (at least) 2005. By Barry Norman, Investors Trading Academy - ITA
Overview And Details Of How To Make Your Regulation A+ Capital Raise A Success
Chapter Markers 1:43 Current and future size of Reg A+ market 3:40 General overview of Reg A+ 6:43 Share liquidity/IPO within Reg A+ 9:52 Reg A+ vs Title III (Reg CF) 12:54 Early stage of Reg A+ comparison to early PC stage 13:25 Recent metrix in Reg A+ market 16:40 More on liquidity of shares 18:20 Reg FD requirements vs Reg A+ 19:10 Companiest most likely to succeed using Reg A+ 21:40 E-REITS (Real Estate) 23:32 MSC stand on Reg CF (Title III) and 506C 24:25 When Reg A+ should be considered 26:20 New administration effect on Reg A+ 27:30 Length of time to complete Reg A+ 28:47 Most critical component of success using Reg A+ 30:38 Testing the Waters (Audition) 33:28 No set amount of time to raise money 35:50 Funding minimum in Reg A+ 36:12 Broker/Dealer and Reg A+ 38:58 Phases of Reg A+ offering 41:54 Companies headquartered in Canada 42:15 Non-US/non-Canadian companies 43:27 Requirements of taking company public with Reg A+ 46:12 Greatest risks associated with Reg A+ 47:45 Final points by Rod
How Much Money Does a Hedge Fund Startup Need?
June 1 -- Patrick McCurdy, head of capital introduction at Wells Fargo Prime Services, explains how small hedge funds go about raising capital and how much money is needed to start a fund. He speaks on “Market Makers.” -- Subscribe to Bloomberg on YouTube: http://www.youtube.com/Bloomberg Bloomberg Television offers extensive coverage and analysis of international business news and stories of global importance. It is available in more than 310 million households worldwide and reaches the most affluent and influential viewers in terms of household income, asset value and education levels. With production hubs in London, New York and Hong Kong, the network provides 24-hour continuous coverage of the people, companies and ideas that move the markets.
Views: 187330 Bloomberg
What is Capital Adequacy Norms? - Why Govt. wants RBI to dilute it? - Current Affairs 2018
#StudyIQ Pendrive Courses for Various Govt. Exams, Click here http://bit.ly/2QcdLOd to know in detail OR Call 95-8004-8004 UPSC/CSE - This is our Flagship & Most Selling Course. This course covered Length & Breadth of UPSC vast syllabus and made by Elite & Very best faculties from all over India with StudyIQ Trust. Click here http://bit.ly/2QbHfM7 to watch Demo Videos, Course Content, Authors, Etc. SSC & Bank - This is our oldest Course, made by Founders of StudyIQ. 1000+ videos so far and new videos added every week. Click here http://bit.ly/2QaG3ZE to know more. UPSC Optionals - We have covered almost all major UPSC Optionals. Click here http://bit.ly/2QqTKUU to find yours State Exams PSCs - Currently we have 18 States covered, More to come, Choose your state. Click http://bit.ly/2Qgv6G0 to watch demo videos, know about authors and all. Defense Exams - CDS, NDA, CAPF, SSB, AFCAT, Airforce. Click here http://bit.ly/2zT8MbP to get into the Army, Navy or Airforce SSC JE Exams - Civil, Mechanical, Electrical, Electronics. Click here http://bit.ly/2G8eDQ0 to know more RBI Grade B - Grade B is the most popular Job after IAS. This course made by well-experienced faculties of Study IQ. Click here http://bit.ly/2DAtlwm to watch demo videos, Authors, Course content. NTA NET - Start your preparation for UGC(NTA) NET prestigious exam. We have courses for both Paper 1 & 2. Click here http://bit.ly/2HnhFNQ to check UPSC Prelim Test Series - Our flagship test series for UPSC Prelims. More than 60% Sucess rate in 2018. Click here http://bit.ly/2Ea4Rtx to enroll right now DMRC Exams - Courses for Delhi Metro Technical & Non-Technical Exams. Click here http://bit.ly/2Q4cFS8 to know more Insurance Exams - LIC, NICL, and other insurance exams. Click here http://bit.ly/2VpbXjE to know more Law Exams - Find courses for Undergraduate and Judiciary Exams. Click here http://bit.ly/2Jk4G31 to check Railway Jobs - More than 1.5 Lac jobs to come this year. Start your preparation with us for Tech or Non-Tech posts. Click here http://bit.ly/2Ti5NB6 to check the available courses Teaching Jobs - CTET, DSSSB. Click here http://bit.ly/30oBgWP to know more NABARD Grade A - https://goo.gl/C6CzAL Have a doubt? Click here http://bit.ly/2qWhdOI to start instant Chat with our Sale team or you can #Call_9580048004 _ Click here http://bit.ly/2V5GN0h to Sponsor Study IQ UPSCIQ Magazine - http://bit.ly/2DH1ZWq || Bank IQ Magazine - http://bit.ly/2QxyNmJ Daily Current Affairs - http://bit.ly/2VDIuT0 Follow us on Instagram - http://bit.ly/2K0uXEH Download All Videos PDFs - https://goo.gl/X8UMwF || Join StudyIQ on Telegram - https://goo.gl/xBR3g8 Monthly Current Affairs - http://bit.ly/2UAXktE Topic Wise Current Affairs - http://bit.ly/2VHxiZw Free PDFs - https://goo.gl/cJufZc || Free Quiz - https://goo.gl/wCxZsy || Free Video Courses - https://goo.gl/jtMKP9" Follow us on Facebook - https://goo.gl/iAhPDJ Telegram - https://t.me/Studyiqeducation The Hindu Editorial Analysis - https://goo.gl/vmvHjG Current Affairs by Dr Gaurav Garg - https://goo.gl/bqfkXe UPSC/IAS Burning Issues analysis- https://goo.gl/2NG7vP World History for UPSC - https://goo.gl/J7DLXv Indian History - https://goo.gl/kVwB79 Follow us on Facebook - https://goo.gl/iAhPDJ Follow Dr Gaurav Garg on Facebook - https://goo.gl/xqLaQm UPSC/IAS past papers questions - https://goo.gl/F5gyWH SSC CGL + IBPS Quantitative tricks - https://goo.gl/C6d9n8 English Vocabulary - https://goo.gl/G9e04H Reasoning tricks for Bank PO + SSC CGL- https://goo.gl/a68WRN Error spotting / Sentence correction https://goo.gl/6RbdjC Static GK complete- https://goo.gl/kB0uAo Complete GK + Current Affairs for all exams- https://goo.gl/MKEoLy World History - UPSC / IAS - https://goo.gl/kwU9jC Learn English for SSC CGL, Bank PO https://goo.gl/MoL2it Science and Technology for UPSC/IAS - https://goo.gl/Jm4h8j Philosophy for UPSC/IAS - https://goo.gl/FH9p3n Yojana Magazine analysis -https://goo.gl/8oK1gy History for SSC CGL + Railways NTPC - https://goo.gl/7939eV
Views: 23366 Study IQ education
(3/4)Basel Norms 1, 2, 3 - Banking Reforms | All you Need to Know | Explained by M K Yadav
To get Session PPT & Other Free Notes : https://goo.gl/321hSE Join Telegram to access Daily Current Affairs Notes: https://t.me/currentaffairsmkyadav BASEL NORMS 1. Basics : 1.1 Need of Basel Norms, 1.2 Containment of Risks, 1.3 Bank for International Settlements 2. Type of Capital : 2.1 Tier 1 Capital : Paid up Capital, Statutory Reserve, Disclosed Reserve 2.2 Tier 2 Capital : Subordinate debt, Preference shares, undisclosed reserves 2.3 Risks Types : Credit, Market & Operational risks 3. Basel - 1 Norms : Need, Achievements & Shortcomings 4. Basel - 2 Norms : Need, Achievements & Shortcomings 5. Basel - 3 Norms : 5.1 Need 5.2 Better capital quality requirement 5.3 Counter-cyclical buffer 5.4 Leverage ratio 5.5 Liquidity coverage ratio(LCR) 5.6 Net Stable funding ratio(NSFR) 5.7 Global - Systematically Important Banks(G-SIB's)
Views: 77951 MK Yadav - theIAShub
Using Regulation D to Satisfy Your Funding Requirements
If you are thinking about raising a round of equity funding for your startup then you need to be aware that there could be some reporting requirements that you need to satisfy. The good news is that the Federal government has issued some exemptions that you may be able to take advantage of, through Regulation D, to avoid those requirements becoming too burdensome. Regulation D is a regulation that was created by the Securities and Exchange Commission (SEC) to allow smaller companies to raise capital through exemptions that relieve the burden of having previously registered their offering, as well as avoid the costs that come with doing so. Notice that I mention having previously registered their offering. The key here is that the company doesn't have to register prior to having received a funding commitment. However, they do have to notify the SEC that they raised funding, using a Regulation D exemption, by filing a Form D. The good news is that the form is not too complicated. For the most part, you are just telling the SEC about your company, the founders, the offering, and the investors that participated in the offering. Join my online community at JonathanMillsPatrick.com or connect with me on social media at: https://twitter.com/jmillspatrick https://facebook.com/JonathanMillsPatrickcom https://instagram.com/JonathanMillsPatrickcom Finally, if you'd like to learn more FREE resources on funding a business head to http://jonathanmillspatrick.com/ebooks/
Market Risk Capital | FRTB
An introduction to Market Risk Capital (FRTB), using components of the corresponding module found under Optimal MRM's e-Learning service. The full presentation includes measurement exercises in Excel and guides subscribers as they practice the concepts and techniques presented in a hands-on manner. We invite you to attend a complimentary e-Learning demo module (https://www.optimalmrm.com/services/elearning-catalog/17-banks/22-basel/) to experience how Optimal MRM delivers a practical understanding of risk in a rich and interactive manner.
Views: 15543 Optimal MRM
[Policy Forum] Improving Capital Regulations on Financial Institutions to Reflect Group-wide Risks
[Go to related Report] http://goo.gl/p6DKWQ Group-wide risks refer to the risks generated from the various financial relationships formed between the affiliates of a business group, which can be formed of both financial and non-financial institutions. For example, if an affiliate, in whom the financial institution has invested, becomes insolvent, this could rapidly spread across the entire group to the respective financial institution due to difficulties in withdrawing said investment. [Interview] - The most crucial policy aim of the financial supervisory authorities is to accurately assess and manage the risks to financial institutions within a conglomerate. - Thus, group-wide risks must be reflected in capital regulations, which are key to the policy. - Moreover, when risks are generated in large corporations, they will most likely be massive in scale and have a significant impact on financial stability. Consequently, a regulatory system that could appropriately deal with group-wide risks is needed. Capital regulations set a minimum capital requirement that acts as a buffer when financial institutions face unexpected losses. Therefore, this obligates the companies to manage an amount of capital that exceeds the minimum. However, a distortion in the assessment of capital may occur if the risks associated with financial institutions’ investment in and relationships with their affiliates are not adequately reflected. Accordingly, this study examines the current status of Korea’s supervisory system for group-wide risks in regards to capital regulations and recommends directions for improvement. In Korea’s case, the capital regulations for banks and holding companies are based on a set of international standards proposed by the Joint Forum and are implemented throughout the entire group. But for the majority of groups with affiliates in insurance and securities, the group-wide risks are not sufficiently reflected, despite their focus on finance. Take insurance for example, if the insurance company is the largest controller of the group, the capital adequacy is assessed in two ways. The first method is to consolidate the group into a single regulated entity and then adjust the minimum capital requirement. And the second method is to deduct the insurance company’s total share in affiliates from its capital. Meanwhile, if the insurance company has shares in an affiliate but is not the largest controlling entity, adjustments are not implemented and therefore, there may be an overestimation of its capital. In fact, if the capital adequacy ratio is adjusted by applying the international standard, which deducts the amount invested by the insurance company in affiliates from its capital, the ratio falls significantly. This suggests that the capital adequacy of insurance companies could be overestimated as the current regulations only partially reflect the group-wide risks. In the case of securities companies, capital adjustments are made by deducting the total investment from their capital, regardless of the control structure. But, even if a securities company is the largest controller, the group is not evaluated as a single entity, therefore the evaluation of equity capital may become distorted. Such an evaluation method unnecessarily obligates securities companies to hold a possibly excessive amount of capital. On the other hand, as the parent company, securities companies are not responsible for maintaining the total capital at an adequate level even if their subsidiaries’ capital falls short of the minimum requirement. [Interview] - A revision of the sectorial capital regulations must be implemented to properly reflect t he group-wide risks associated with financial institutions’ holdings of shares in affiliates. - If such risks are adequately reflected, they may also be utilized to improve related regulations on the separation of industrial and financial capital. - For example, if the regulation prohibiting financial institutions from holding assets in non-financial institutions is supplemented with capital regulations, financial institutions would be obligated to maintain an amount of capital that is in proportion to the level of group-wide risk, resolving the issue of misappropriation to some extent.
[221] Middleton and Randazzo on bank capital and bank regulation
At the G20 summit this November, the Federal Reserve will announce new and broader capital requirements for US banks. The market’s bet is that the Fed will require loss-absorbing capital -- which includes equity and debt --- to be somewhere between 20-25% of risk-weighted assets. Erin weighs in. Then, Erin is joined by Anthony Randazzo, director of economic research at the Reason Foundation. According to new regulations (to be decided soon), too-big-to-fail US banks might have to issue at least $260 billion of senior unsecured debt as a buffer between equity capital and deposits. Anthony gives us his take on this and whether or not it’s warranted. After the break, Erin talks to Reggie Middleton – CEO of Veritaseum and inventor of Ultracoin – to talk about banks and bank shares. Reggie also tells us how he thinks banks will respond to Bitcoin and what impact the Internet will have on financial services. And in The Big Deal, Erin and Edward Harrison discuss European stress tests. Eleven firms will fail the exercise and need more capital as credit in Europe contracts. Edward and Erin discuss the implications. Take a look! Check us out on Facebook: http://www.facebook.com/BoomBustRT https://www.facebook.com/harrison.writedowns https://www.facebook.com/erinade2020 Follow us @ http://twitter.com/ErinAde http://twitter.com/edwardnh
Views: 3614 Boom Bust
Basel III: Banks Confront Complex Choices
In an interview with [email protected], Wharton finance professor Richard J. Herring discusses the reasoning behind the new capital-adequacy requirements in Basel III, some shortcomings and how the financial services industry will begin to cope with it.
Views: 36680 KnowledgeAtWharton
Day Trading Requirements - How much money do I need to start?
Day Trading Requirements - How much money do I need to start? If you have ever wondered what the requirements were to start trading then you have come to the right place. We wanted to do this video since many people were asking us exactly about the day trading requirements and how much money do I need to start. The first thing that you need to think about is a strategy to trade with. The important to understand here is that you can learn on your own. You don't need to pay $10,000 for education you can learn 100% on your own. The only thing to understand is that there is a lot of information online that isn't reliable. So it will take you more time to go through the information and decide what is the good and information and what isn't. Strategies can cost anywhere from a $5 book or a $10,000 personal one on one training program. Keep in mind that this is one of the key day trading requirements. After your strategy we need to find a good trading platform. This also depends on the markets that a trader will be operating in. While there are some free trading platforms one thing to understand is that there isn't anything in life that is free. Many times a free trading platform will include higher commissions and fees for withdrawing money, among others. The key to finding a good platform is make sure that you can pay for a lifetime license instead of paying monthly. There are still a lot of trading platforms that want to charge monthly fees which isn't necessary. Continuing with our day trading requirements and how much money do I need to start trading.... a reliable internet connection will be key. Internet does not need to be high speed, the minimum required is 1 MB dowbload and .50 upload. A speedtest can be done at http://speakeasy.net One may also look for a 4g mobile broadband connection. The next thing to consider is going to be a computer. A laptop would be recommended. A top notch $5,000 computer is not necessary. Most laptops and even computers have enough advanced tech and will be more than sufficient to start your endeavor trading. A $500 refurbished computer is more than enough. Standard processing power, HD space, and a 17inch is sufficient. When thinking about the day trading requirements and How much money do I need to start these are the most important things to consider. Get the free day trading guide at: http://bit.ly/dtatrade Don't forget to subscribe http://trdr.ly/dtasubscribe Also learn how we day trading and traveling around the world for the last six years at http://wanderingtrader.com. Our WanderingTrader sister site.
Views: 200281 Day Trading Academy
FRM: Basel II Overview
Quick overview of Basel II framework that sets capital requirements for banks. Three pillars contains the rules & support (supervisor review, market discipline) that say how much eligible regulatory capital must be held against risk-weighted assets. For more financial risk videos, visit our website! http://www.bionicturtle.com
Views: 130709 Bionic Turtle
Introduction to Bank Capital (EiP, part 1 of 4)
FRBSF Banking Supervision Director Paul Sternhagen discusses the ways regulators think about bank capital levels and risk, and the move to stress testing following the financial crisis. (part 1 of 4) Filmed live during the 2014 Meet the Experts speaker series in San Francisco, California on August 15, 2014. This video is part of Economics in Person (EiP), a video series that brings the expertise of Federal Reserve Bank of San Francisco (FRBSF) economists directly to you. Access the full EiP series here: http://www.frbsf.org/education/teacher-resources/economics-in-person.
Views: 4507 SF Fed EconEd
Lecture 16 - ICDR Regulations (Part-2): Eligibility Conditions for IPO/FPO for SEBI Grade A
Lecture 16 - ICDR Regulations (Part-2): Eligibility Conditions for IPO/FPO for SEBI Grade A Link for PPT: https://drive.google.com/open?id=1gsAR5_pB34ztmkG81PoLOmpH-eU-KUJE Latest ICDR: https://www.sebi.gov.in/legal/regulations/sep-2018/securities-and-exchange-board-of-india-issue-of-capital-and-disclosure-requirements-regulations-2018-_40328.html
Views: 3106 Sunny Gulve
David Miles: Capital Requirements, Monetary Policy and Bank Risk | Video Vox
What are capital requirements, and can they prevent future crises? David Miles (Imperial College London) speaking at the CEPR's First Annual Spring Symposium. Produced by Econ Films
Views: 985 VideoVox
Raising More Capital With a Regulation A+ Offering
Now that the Securities and Exchange Commission has adopted final rules amending Regulation A, there are new opportunities to use Regulation A to raise capital or increase liquidity. Although its availability is not limited to any particular industry sector, life sciences and biotech companies, community banks, and real estate businesses may find this alternative especially attractive. In this webinar, Ms. Pinedo provides an overview of the new rules, focusing especially on Tier 2 offerings, which permit an issuer to raise up to $50 million in proceeds. The webinar addresses: Eligibility requirements Preparation of disclosure materials Testing-the-waters and other communications issues Integration of offerings in close proximity Regulation A as a precursor to an IPO Use by selling stockholders, and Obtaining a concurrent stock exchange listing. Learn more about Regulation A+: http://resources.sharevault.com/webinar-raising-capital-regulation-a-offering
Views: 117 ShareVault
Panel 2: How Does Capital Market Regulation Address Financial Stability and Can It Do More?
Conference on Financial Stability and Asset Management sponsored by Investment Company Institute and Boston University Center for Finance, Law & Policy. Presenters: Troy Paredes, Andrew Donohue, Richard Lacaille, Henry Hu, and Akshat Tewary. March 11, 2015
Views: 126 Boston University
Manhattan Street Capital: Capital Raising with SEC’s Regulation A+
SCN's Wendy Gillette sits down with Rod Turner, Founder & CEO of Manhattan Street Capital to discuss his equity crowdfunding company and the benefits of Regulation A+ for capital raising. https://www.manhattanstreetcapital.com Manhattan Street Capital, Inc. (MSC) connects investors with high-performing midmarket companies and select startups by leveraging SEC’s Regulation A+ (or Reg A+). MSC is an online marketplace that addresses the problem of restricted access to growth capital by providing a platform through which to raise growth funds. Reg A+ is a new way to raise capital created by the SEC. Think of it as a Simple Public Offering (SPO). Under Reg A+, companies can raise between $2 million and $50 million per year from “Main Street” and accredited investors. Companies interested in raising capital through Reg A+ can do so on MSC. Why raise capital through Manhattan Street Capital? 1. Test the Waters (TM). Promote your potential offering and gauge the interest of the investment community before filing with the SEC. Leverage investor feedback about your strategy, pitch, and terms to refine your business model before spending money on the filing. 2. Communication and Support. MSC encourages open communication among companies and investors, and provides helpful resources, to ensure companies are well-positioned for Reg A+ fundraising. 3. Mentorship. We will soon introduce a mentor program, which will connect you with a network of experienced professionals. Mentors will share their successes and lessons learned from their entrepreneurial endeavors so you can apply best practices to your company. 4. Raise Capital. Raise capital from main street and accredited investors from around the world. For more information, contact us at [email protected] or visit www.manhattanstreetcapital.com. To receive a free copy of Manhattan Street Capital’s White Paper: The Definitive Guide to Investing in Regulation A+ Offerings, visit www.manhattanstreetcapital.com
Regulation A+ with Regard to Tier 1 and Tier 2
This program, taught by veteran securities attorney J. Sunny Barkats, will guide practitioners through the requirements of Regulation A+, offering practical tips for advising emerging growth companies on attracting and retaining capital while staying SEC compliant. Want to join Lawline? Sign up here https://www.lawline.com/subscription New courses added weekly! Follow us on Twitter: https://twitter.com/Lawline Like us on Facebook: https://www.facebook.com/Lawlinecle Find out more about Regulation A+: The Democratization of Capital: https://www.lawline.com/course/regulation-a-the-democratization-of-capital For more courses by J. Sunny Barkats: https://www.lawline.com/faculty/j-sunny-barkats
Views: 37 LawlineCLE
SEBI LODR Regulations 2015 | Corporate Governance by Adv Sanyog Vyas
To Buy Complete Classes visit www.studyathome.org or Call: 8737012345. StudyAtHome.org is a Online Platform, that provides CA/ CS/ CMA classes from India's Best Professors at your Home. Watch Video on How to Invest in Stock Market - https://youtu.be/IXRej6AH0wg
Views: 12192 Study At Home
What you need to know about Basel 3
This video explains the Basel-3 capital adequacy prescription
Views: 72159 Ns Toor
Regulation A+: The Democratization of Capital - Course Preview
This program, taught by veteran securities attorney J. Sunny Barkats, will guide practitioners through the requirements of Regulation A+, offering practical tips for advising emerging growth companies on attracting and retaining capital while staying SEC compliant. Want to join Lawline? Sign up here https://www.lawline.com/subscription New courses added weekly! Follow us on Twitter: https://twitter.com/Lawline Like us on Facebook: https://www.facebook.com/Lawlinecle Find out more about Regulation A+: The Democratization of Capital: https://www.lawline.com/course/regulation-a-the-democratization-of-capital For more courses by J. Sunny Barkats: https://www.lawline.com/faculty/j-sunny-barkats
Views: 37 LawlineCLE
ALM and Capital Adequacy - Evolution of Capital Adequacy requirements
In our refresher on capital adequacy, we review the origins of capital adequacy regulation and margin of safety in banks starting with Regulation Q and the evolution of the Basel I and Basel II standards over the last 30 years. Please checkout http://financetrainingcourse.com/education/ for more videos.
Views: 1454 FinanceTrainingVideo
Rule 506 of Regulation D
Rule 506 of Regulation D- Effective September 23, 2013, the SEC enacted Rule 506(c) resulting in the elimination of the prohibition against general solicitation and advertising in private offerings in which investments are strictly limited to accredited investors. Trailblazers such as realtymogul.com, circleup.com, wefunder.com and seedinvest.com proved that the model can work, and the rest of the capital marketplace has taken notice. Recently, more established broker-dealers have begun their foray into the 506(c) marketplace with accredited investor-only crowdfunding websites accompanied by marketing and solicitation to draw investors. Rule 506 Of Regulation D- The historical Rule 506 was renumbered to Rule 506(b) and issuers have the option of completing offerings under either Rule 506(b) or 506(c). Rule 506(b) allows offers and sales to an unlimited number of accredited investors and up to 35 unaccredited investors, provided however that if any unaccredited investors are included in the offering, certain delineated disclosures, including an audited balance sheet and financial statements, are required to be provided to potential investors. Rule 506(b) prohibits the use of any general solicitation or advertising in association with the offering. SEC interpretations and case law have established the principle that where there is a pre-existing, substantive relationship with offerees, offers will not be considered a general solicitation. Recently the SEC updated guidance on the questions surrounding the establishment of a pre-existing substantive relationships with offerees. As part of its guidance the SEC discussed presentations at conferences and venture fairs. Participation in a conference or venture fair does not automatically constitute general solicitation or advertising under Regulation D. Obviously, if a Company’s presentation does not involve the offer of securities at all, no solicitation is involved, though realistically the vast majority of company’s that participate in these conferences are doing so to raise capital. If the attendees of the event are limited to persons with whom either the company or the event organizer have a pre-existing, substantive relationship, or have been contacted through a pre-screened group of accredited, sophisticated investors (such as an angel group), a presentation will not be deemed a general solicitation. However, if invitations to the event are sent out via general solicitation to individuals and groups with no established relationship and no pre-screening as to accreditation, any presentation involving the offer of securities would be deemed to involve a general solicitation under Regulation D. So for instance, the upcoming annual Rodman & Renshaw Global Investment Conference is scheduled to be held from September 8th to September 10th at in New York City. More than 200 public companies from around the globe are expected to present to an audience of more than 2,000 attendees. Similarly, the National Investment Banking Association (NIBA) will have its next conference in New York City October 12-14. These events are not mass advertised, other than to past attendees and attendees are required to confirm accredited status at the time of purchasing tickets. Arguably a presentation at the conference would not involve a general solicitation. Conferences are a great way for companies to present themselves to a large group of potential investors, investment bankers and “industry types”. Most such conferences include corporate presentations and Q&A sessions, one on one side meetings and a general opportunity to meet and interact with each other. Although significant industry developments proliferate rapidly via electronic communication, there are large amounts of subtext that can only be learned by actually putting boots on the ground so to speak. In the age of the Internet it is still essential for professionals to get together in a productive atmosphere, shake hands and have direct human interaction so as to work together more efficiently. Regardless of the cutting edge communication platforms we so often rely upon, nothing can replace the human experience. Sometimes, it’s not what presenters or industry experts say in their presentations that spark the next great sector, but moreso the tone of the experts and attendees can be the more accurate barometer of what is happening in the industry overall. In an era when where information, communication and connecting with new OTC industry professionals is more important than ever, conferences such as the upcoming Rodman & Renshaw and NIBA events are becoming increasingly essential. Laura Anthony, Esq. Founding Partner Legal & Compliance LLC. 330 Clematis Street, Ste. 217 West Palm Beach, FL 33401 Phone: Toll Free: (800) 341-2684 FREE Local: (561) 514-0936 Email: [email protected] #LawCast
Regulation S-K Financial Disclosure Requirements
Regulation S-K Financial Disclosure Requirements- The Financial disclosure requirements in Regulation S-K, issued by the SEC on April 15, 2016. The S-K Concept Release contains hundreds of multi-part questions and requests for public input. In general the SEC discusses and seeks comment on: • Whether specific disclosures are important and useful to making investment and voting decisions and whether more, less or different information is needed; • Whether revisions to current requirements could enhance information provided and promote efficiency, competition, and capital formation; • Whether revisions could enhance investor protections; • Whether current requirements properly balance the costs and benefits of required disclosures; • Whether changes could lower costs by utilizing advancements in technology and communications; • Whether access to disclosure could be improved by modernizing methods used to present, aggregate and disseminate information; • Challenges with the current disclosure regime; and • the best way to implement changes, such as through temporary rules and sunset provisions which have a waterfall implementation schedule The Concept Release is exactly as described—a “concept release” and not a rule-making release—it contains extensive discussion on the disclosure regime concepts. Logic dictates that in order to properly evaluate the efficacy of any changes to Regulation S-K, one must understand the concepts behind and purposes of the disclosure laws. At the highest level, the purpose of disclosure is to provide investors and the marketplace with information needed to make informed investment and voting decisions. It is thought proper disclosure “may lead to more accurate share prices, discourage fraud, heighten monitoring of the managers of companies, and increase liquidity.” Further, effective disclosure should “increase the integrity of securities markets, build investor confidence, and support the provision of capital to the market.” However, the requirements must be balanced against the costs to the company making the disclosure, including issues with disclosing sensitive trade secret information to competitors. To address confidentiality concerns the SEC has adopted rules and regulations related to confidential treatment for certain information. Moreover, excessive rote immaterial disclosure can dilute the material important information regarding that particular company and have the unintended consequence of weakening necessary disclosure to potential investors and the public trading markets. To add to the complicated issue, the disclosure requirements must consider the different types and size of public companies. Smaller companies cannot bear the same disclosure expense as larger entities, nor should they be required to. Smaller companies tend to have less complicated operations and business models and can fully explain these operations in a simplified manner. The disclosure laws must also consider the audience. In particular, investors, potential investors, and shareholders will use and analyze information differently from analysts, financial advisors and market makers. Investment bankers preparing for an IPO, analysts and institutional investors tend to prefer standardized information in machine-readable format that can be easily correlated and compared. The disclosure laws, and the SEC discussion, understand that the cornerstone of the system must be materiality. Laura Anthony, Esq. Founding Partner Legal & Compliance LLC. 330 Clematis Street, Ste. 217 West Palm Beach, FL 33401 Phone: Toll Free: (800) 341-2684 FREE Local: (561) 514-0936 Email: [email protected] #LawCast
Bank capital regulation, Risk-taking and Firm Heterogeneity
This is is a summary of the main intuition of a paper by Milton Harris, Christian Opp, and Marcus Opp http://faculty.haas.berkeley.edu/mopp/
Views: 300 Marcus Opp